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Kathleen Ann Parker

FREMONT FINANCIAL ADVISORS INC.·RIVERTON, Wyoming
Series 65Clean record18 years registeredFREMONT FINANCIAL ADVISORS INC.
2220 RIVERVIEW ROAD, RIVERTON, WY 82501CRD# 5469006Firm CRD# 145865

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Ann Parker · RIVERTON, WY
Registration
CRD #5469006 · FREMONT FINANCIAL ADVISORS INC. · 18 years registered
Brand Profile
Not yet started
01

Career History

FREMONT FINANCIAL ADVISORS INC.
May 2023 – present
FREMONT FINANCIAL ADVISORS INC.
Feb 2010 – Dec 2017
RIVERTON, WY
FREMONT FINANCIAL ADVISORS INC.
Feb 2008 – Dec 2009
RIVERTON, WY
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 28, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FREMONT FINANCIAL ADVISORS INC.
CRD 145865 · SEC 801-68756
Employees
2
Total firm employees
Services offered by FREMONT FINANCIAL ADVISORS INC.
Per Form ADV
Financial planning
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
High Net Worth Individuals
View all advisors at FREMONT FINANCIAL ADVISORS INC. →
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05

Frequently Asked Questions

What services does Kathleen Ann Parker offer?
Kathleen Ann Parker specializes in Financial Planning. Contact their office in RIVERTON, Wyoming for a consultation.
What are Kathleen Ann Parker's credentials?
Kathleen Ann Parker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Ann Parker located?
Kathleen Ann Parker is based in RIVERTON, Wyoming, working with FREMONT FINANCIAL ADVISORS INC.. Their office serves clients in the RIVERTON metropolitan area and surrounding communities.
How does Kathleen Ann Parker charge for services?
Kathleen Ann Parker's firm is compensated through hourly charges, other: a % of assets under my money manager's management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FREMONT FINANCIAL ADVISORS INC.?
FREMONT FINANCIAL ADVISORS INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FREMONT FINANCIAL ADVISORS INC.

James David Parker
RIVERTON, WY

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