Unclaimed Profile

Mark Steven Prince

HAZLETT, BURT & WATSON, INC.·WHEELING, West Virginia

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Series 99TOClean record20 years registeredHAZLETT, BURT & WATSON, INC.

1300 CHAPLINE STREET, WHEELING, WV 26003CRD# 1485873Firm CRD# 396

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Steven Prince · WHEELING, WV

Registration

CRD #1485873 · HAZLETT, BURT & WATSON, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HAZLETT, BURT & WATSON, INC.

SECURITY CAPITAL MANAGEMENT

Aug 2011 – Jan 2022

WHEELING, WV

J.P. MORGAN SECURITIES LLC

Oct 2008 – Jul 2011

CHARLESTON, WV

J. P. MORGAN SECURITIES INC.

Sep 2006 – Oct 2008

HUNTINGTON, WV

JPMORGAN SECURITIES INC

Oct 2005 – Sep 2006

CHARLESTON, WV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · October 12, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HAZLETT, BURT & WATSON, INC.

CRD 396 · SEC 801-66333

AUM

$1.0B

Regulatory assets under management

Employees

2,291 client accounts

Services offered by HAZLETT, BURT & WATSON, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HAZLETT, BURT & WATSON, INC. →

Introduction

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Frequently Asked Questions

What services does Mark Steven Prince offer?

Mark Steven Prince specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Mark Steven Prince's credentials?

Mark Steven Prince is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Steven Prince located?

Mark Steven Prince is based in WHEELING, West Virginia, last registered with HAZLETT, BURT & WATSON, INC..

How does Mark Steven Prince charge for services?

Mark Steven Prince's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HAZLETT, BURT & WATSON, INC.?

HAZLETT, BURT & WATSON, INC. has approximately 21 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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