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Douglas Don Springer

HELMSMAN FINANCIAL GROUP, LLC·WOODINVILLE, Washington
Series 7, Series 24, Series 27, Series 63, Series 6527 years registeredHELMSMAN FINANCIAL GROUP, LLC
17330 135TH AVE NE, WOODINVILLE, WA 98072CRD# 1032845Firm CRD# 113780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Don Springer · WOODINVILLE, WA
Registration
CRD #1032845 · HELMSMAN FINANCIAL GROUP, LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

HELMSMAN FINANCIAL GROUP, LLC
Nov 1998 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 27
Series 63
Series 65
Registration record
First registered · November 30, 1998
Years registered · 27
03

Disclosure History

1993Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HELMSMAN FINANCIAL GROUP, LLC
CRD 113780 · SEC 801-113375
AUM
$155M
Regulatory assets under management
Employees
3
266 client accounts
Services offered by HELMSMAN FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HELMSMAN FINANCIAL GROUP, LLC →
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Frequently Asked Questions

What services does Douglas Don Springer offer?
Douglas Don Springer specializes in Financial Planning, Investment Management. Contact their office in WOODINVILLE, Washington for a consultation.
What are Douglas Don Springer's credentials?
Douglas Don Springer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Don Springer located?
Douglas Don Springer is based in WOODINVILLE, Washington, working with HELMSMAN FINANCIAL GROUP, LLC. Their office serves clients in the WOODINVILLE metropolitan area and surrounding communities.
How does Douglas Don Springer charge for services?
Douglas Don Springer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HELMSMAN FINANCIAL GROUP, LLC?
HELMSMAN FINANCIAL GROUP, LLC has approximately 3 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HELMSMAN FINANCIAL GROUP, LLC

Christopher John Rieke
WOODINVILLE, WA

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