Unclaimed Profile

Dorothy Anne Lewis

FINANCIAL INSIGHTS INC·TACOMA, Washington

Series 7, Series 24, Series 63Clean record41 years registeredFINANCIAL INSIGHTS INC

1551 BROADWAY, TACOMA, WA 98402CRD# 1042516Firm CRD# 108797

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dorothy Anne Lewis · TACOMA, WA

Registration

CRD #1042516 · FINANCIAL INSIGHTS INC · 41 years registered

Brand Profile

Not yet started

Career History

FINANCIAL INSIGHTS WEALTH MANAGEMENT

Nov 2010 – present

FINANCIAL INSIGHTS INC

Oct 1984 – Dec 2009

TACOMA, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · October 25, 1984

Years registered · 41

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL INSIGHTS INC

CRD 108797 · SEC 801-21624

AUM

$789M

Regulatory assets under management

Employees

2,079 client accounts

Services offered by FINANCIAL INSIGHTS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL INSIGHTS INC →

Introduction

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Frequently Asked Questions

What services does Dorothy Anne Lewis offer?

Dorothy Anne Lewis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TACOMA, Washington for a consultation.

What are Dorothy Anne Lewis's credentials?

Dorothy Anne Lewis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dorothy Anne Lewis located?

Dorothy Anne Lewis is based in TACOMA, Washington, working with FINANCIAL INSIGHTS INC. Their office serves clients in the TACOMA metropolitan area and surrounding communities.

How does Dorothy Anne Lewis charge for services?

Dorothy Anne Lewis's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL INSIGHTS INC?

FINANCIAL INSIGHTS INC has approximately 16 employees and manages $789M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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