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Stephen Edward Holloway

ADVOCATE WEALTH MANAGEMENT, LLC·SEQUIM, Washington
Clean recordADVOCATE WEALTH MANAGEMENT, LLC
528 NORTH FIFTH AVENUE, SEQUIM, WA 98382CRD# 1418784Firm CRD# 133465

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Edward Holloway · SEQUIM, WA
Registration
CRD #1418784 · ADVOCATE WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Edward Holloway is a registered financial advisor based in SEQUIM, Washington, affiliated with ADVOCATE WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ADVOCATE WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT, LLC
AUM
$50M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at ADVOCATE WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Commissions
Regulatory
SEC/IARD CRD# 1418784
Firm CRD# 133465
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Edward Holloway offer?
Stephen Edward Holloway specializes in Financial Planning, Investment Management. Contact their office in SEQUIM, Washington for a consultation.
What are Stephen Edward Holloway's credentials?
Stephen Edward Holloway is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Edward Holloway located?
Stephen Edward Holloway is based in SEQUIM, Washington, working with ADVOCATE WEALTH MANAGEMENT, LLC. Their office serves clients in the SEQUIM metropolitan area and surrounding communities.
How does Stephen Edward Holloway charge for services?
Stephen Edward Holloway's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ADVOCATE WEALTH MANAGEMENT, LLC?
ADVOCATE WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $50M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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