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Stephen Edward Holloway

ADVOCATE WEALTH MANAGEMENT, LLC·SEQUIM, Washington
Series 3, Series 7, Series 8, Series 24, Series 63, Series 65, Series 6622 years registeredADVOCATE WEALTH MANAGEMENT, LLC
528 NORTH FIFTH AVENUE, SEQUIM, WA 98382CRD# 1418784Firm CRD# 133465

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Edward Holloway · SEQUIM, WA
Registration
CRD #1418784 · ADVOCATE WEALTH MANAGEMENT, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: ADVOCATE WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT, LLC
Apr 2005 – Dec 2017
SEQUIM, WA
GENEOS WEALTH MANAGEMENT, INC.
Jun 2004 – Dec 2004
SEQUIM, WA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 8
Series 24
Series 63
Series 65
Series 66
Registration record
First registered · June 10, 2004
Years registered · 22
03

Disclosure History

2005Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ADVOCATE WEALTH MANAGEMENT, LLC
CRD 133465 · SEC 801-70855
AUM
$50M
Regulatory assets under management
Employees
1
298 client accounts
Services offered by ADVOCATE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ADVOCATE WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Stephen Edward Holloway offer?
Stephen Edward Holloway specializes in Financial Planning, Investment Management.
What are Stephen Edward Holloway's credentials?
Stephen Edward Holloway is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Edward Holloway located?
Stephen Edward Holloway is based in SEQUIM, Washington, last registered with ADVOCATE WEALTH MANAGEMENT, LLC.
How does Stephen Edward Holloway charge for services?
Stephen Edward Holloway's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ADVOCATE WEALTH MANAGEMENT, LLC?
ADVOCATE WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $50M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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