Unclaimed Profile

William Edward Chen

ALLIO ADVISORS LLC·SEATTLE, Washington

Series 7, Series 63Clean record4 years registeredALLIO ADVISORS LLC

107 SPRING STREET, SEATTLE, WA 98104CRD# 4669328Firm CRD# 317938

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Edward Chen · SEATTLE, WA

Registration

CRD #4669328 · ALLIO ADVISORS LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALLIO ADVISORS LLC

ALLIO ADVISORS

Mar 2022 – May 2023

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 21, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLIO ADVISORS LLC

CRD 317938 · SEC 801-123065

AUM

$235K

Regulatory assets under management

Employees

1,028 client accounts

Services offered by ALLIO ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ALLIO ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does William Edward Chen offer?

William Edward Chen specializes in Investment Management, Fee-Only Advisory.

What are William Edward Chen's credentials?

William Edward Chen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Edward Chen located?

William Edward Chen is based in SEATTLE, Washington, last registered with ALLIO ADVISORS LLC.

How does William Edward Chen charge for services?

William Edward Chen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLIO ADVISORS LLC?

ALLIO ADVISORS LLC has approximately 6 employees and manages $235K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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