Unclaimed Profile

Scott Jerome Whalen

VERUS ADVISORY, INC.·SEATTLE, Washington

Series 7, Series 6623 years registeredVERUS ADVISORY, INC.

800 FIFTH AVENUE, SEATTLE, WA 98104CRD# 4570046Firm CRD# 110565

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Jerome Whalen · SEATTLE, WA

Registration

CRD #4570046 · VERUS ADVISORY, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VERUS ADVISORY, INC.

WURTS & ASSOCIATES INC.

Jun 2003 – Nov 2006

EL SEGUNDO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 6, 2003

Years registered · 23

Disclosure History

1982Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VERUS ADVISORY, INC.

CRD 110565 · SEC 801-33895

AUM

$11.0B

Regulatory assets under management

Employees

106 client accounts

Services offered by VERUS ADVISORY, INC.

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

View all advisors at VERUS ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Jerome Whalen offer?

Scott Jerome Whalen specializes in Wealth Management.

What are Scott Jerome Whalen's credentials?

Scott Jerome Whalen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Jerome Whalen located?

Scott Jerome Whalen is based in SEATTLE, Washington, last registered with VERUS ADVISORY, INC..

How does Scott Jerome Whalen charge for services?

Scott Jerome Whalen's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of assets under consultative review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VERUS ADVISORY, INC.?

VERUS ADVISORY, INC. has approximately 88 employees and manages $11.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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