Unclaimed Profile

Rick Chase

RUSSELL CAPITAL INC.·SEATTLE, Washington

Clean recordRUSSELL CAPITAL INC.

1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101CRD# 6070158Firm CRD# 37550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Chase · SEATTLE, WA

Registration

CRD #6070158 · RUSSELL CAPITAL INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Rick Chase is a registered financial advisor based in SEATTLE, Washington, affiliated with RUSSELL CAPITAL INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

RUSSELL INVESTMENTS CAPITAL, LLC

RUSSELL INVESTMENTS

AUM

$23.0B

Regulatory assets under management

Employees

656

Total firm employees

View all advisors at RUSSELL INVESTMENTS CAPITAL, LLC →

Services

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Other: % OF REVENUE/INTRACOMPANY AGRMTS

Regulatory

SEC/IARD CRD# 6070158

Firm CRD# 37550

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Rick Chase offer?

Rick Chase specializes in Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.

What are Rick Chase's credentials?

Rick Chase is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Chase located?

Rick Chase is based in SEATTLE, Washington, working with RUSSELL CAPITAL INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Rick Chase charge for services?

Rick Chase's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: % of revenue/intracompany agrmts. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUSSELL CAPITAL INC.?

RUSSELL CAPITAL INC. has approximately 656 employees and manages $23.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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