Unclaimed Profile

Lisa Ann Cook

PACIFIC PORTFOLIO CONSULTING, LLC·SEATTLE, Washington

SIE, Series 7, Series 65, Series 66Clean record20 years registeredPACIFIC PORTFOLIO CONSULTING, LLC

701 5TH AVENUE, SEATTLE, WA 98104CRD# 4340412Firm CRD# 139505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Ann Cook · SEATTLE, WA

Registration

CRD #4340412 · PACIFIC PORTFOLIO CONSULTING, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PACIFIC PORTFOLIO CONSULTING, LLC

INVESCO MANAGED ACCOUNTS, LLC

Jul 2015 – Nov 2020

SEATTLE, WA

FREESTONE CAPITAL MANAGEMENT, LLC

May 2009 – Jun 2015

SEATTLE, WA

OPPENHEIMER & CO. INC.

Mar 2006 – May 2009

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 66

Registration record

First registered · March 7, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PACIFIC PORTFOLIO CONSULTING, LLC

CRD 139505 · SEC 801-66277

AUM

$4.8B

Regulatory assets under management

Employees

530 client accounts

Services offered by PACIFIC PORTFOLIO CONSULTING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PACIFIC PORTFOLIO CONSULTING, LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Ann Cook offer?

Lisa Ann Cook specializes in Financial Planning, Investment Management, Wealth Management.

What are Lisa Ann Cook's credentials?

Lisa Ann Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Ann Cook located?

Lisa Ann Cook is based in SEATTLE, Washington, last registered with PACIFIC PORTFOLIO CONSULTING, LLC.

How does Lisa Ann Cook charge for services?

Lisa Ann Cook's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PACIFIC PORTFOLIO CONSULTING, LLC?

PACIFIC PORTFOLIO CONSULTING, LLC has approximately 22 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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