Unclaimed Profile

Karen S. Ramsey

RAMSEY & ASSOCIATES INC·SEATTLE, Washington

Series 65Clean record35 years registeredRAMSEY & ASSOCIATES INC

1730 N. NORTHLAKE WAY, SEATTLE, WA 98103CRD# 2129353Firm CRD# 109475

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen S. Ramsey · SEATTLE, WA

Registration

CRD #2129353 · RAMSEY & ASSOCIATES INC · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RAMSEY & ASSOCIATES INC

RAMSEY & ASSOCIATES INC

Apr 1991 – Jul 2022

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 10, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RAMSEY & ASSOCIATES INC

CRD 109475 · SEC 801-56341

AUM

$263M

Regulatory assets under management

Employees

345 client accounts

Services offered by RAMSEY & ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RAMSEY & ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does Karen S. Ramsey offer?

Karen S. Ramsey specializes in Financial Planning, Investment Management.

What are Karen S. Ramsey's credentials?

Karen S. Ramsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen S. Ramsey located?

Karen S. Ramsey is based in SEATTLE, Washington, last registered with RAMSEY & ASSOCIATES INC.

How does Karen S. Ramsey charge for services?

Karen S. Ramsey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RAMSEY & ASSOCIATES INC?

RAMSEY & ASSOCIATES INC has approximately 4 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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