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James Richard Margard

RAINIER INVESTMENT MANAGEMENT LLC·SEATTLE, Washington
Unclaimed Profile
601 UNION ST STE 2801, SEATTLE, WA 98101-2327CRD# 2109785Firm CRD# 105556
01

About

James Richard Margard is a registered financial advisor based in SEATTLE, Washington, affiliated with RAINIER INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
RAINIER INVESTMENT MANAGEMENT LLC
RAINIER INVESTMENT MANAGEMENT LLC
AUM
$840M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at RAINIER INVESTMENT MANAGEMENT LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2109785
Firm CRD# 105556
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Richard Margard offer?
James Richard Margard specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in SEATTLE, Washington for a consultation.
What are James Richard Margard's credentials?
James Richard Margard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Richard Margard located?
James Richard Margard is based in SEATTLE, Washington, working with RAINIER INVESTMENT MANAGEMENT LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does James Richard Margard charge for services?
James Richard Margard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RAINIER INVESTMENT MANAGEMENT LLC?
RAINIER INVESTMENT MANAGEMENT LLC has approximately 3 employees and manages $840M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RAINIER INVESTMENT MANAGEMENT LLC

Brian Mitchell Bader
SEATTLE, WA
James Michael Ridgeway
SEATTLE, WA
Mark William Broughton
SEATTLE, WA
William Manning
SEATTLE, WA
Andrea Lynn Durbin
SEATTLE, WA
Daniel Melanchthon Brewer
SEATTLE, WA

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Research
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