Unclaimed Profile

Gary Thomas Smart

FREESTONE CAPITAL MANAGEMENT, LLC·SEATTLE, Washington

SIE, Series 7, Series 24, Series 55, Series 63, Series 65Clean record27 years registeredFREESTONE CAPITAL MANAGEMENT, LLC

1918 EIGHTH AVE, SEATTLE, WA 98101CRD# 1065010Firm CRD# 145711

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Thomas Smart · SEATTLE, WA

Registration

CRD #1065010 · FREESTONE CAPITAL MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE CAPITAL MANAGEMENT, LLC

Apr 2008 – Jan 2020

SEATTLE, WA

FREESTONE CAPITAL MANAGEMENT INC

Feb 1999 – May 2008

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · February 11, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FREESTONE CAPITAL MANAGEMENT, LLC

CRD 145711 · SEC 801-69073

AUM

$9.5B

Regulatory assets under management

Employees

107

5,656 client accounts

Services offered by FREESTONE CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FREESTONE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Thomas Smart offer?

Gary Thomas Smart specializes in Financial Planning, Investment Management, Retirement Planning.

What are Gary Thomas Smart's credentials?

Gary Thomas Smart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Thomas Smart located?

Gary Thomas Smart is based in SEATTLE, Washington, last registered with FREESTONE CAPITAL MANAGEMENT, LLC.

How does Gary Thomas Smart charge for services?

Gary Thomas Smart's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FREESTONE CAPITAL MANAGEMENT, LLC?

FREESTONE CAPITAL MANAGEMENT, LLC has approximately 107 employees and manages $9.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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