Unclaimed Profile

Kevin James Floyd

POMONA WEALTH MANAGEMENT, LLC·RICHLAND, Washington

Series 65Clean record15 years registeredPOMONA WEALTH MANAGEMENT, LLC

644 STEWART DRIVE, RICHLAND, WA 99352CRD# 5593632Firm CRD# 329171

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin James Floyd · RICHLAND, WA

Registration

CRD #5593632 · POMONA WEALTH MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

POMONA WEALTH MANAGEMENT, LLC

Sep 2024 – present

NFWM

Apr 2024 – present

SK ADVISOR NETWORK, LLC

Jan 2024 – present

POMONA WEALTH MANAGEMENT, LLC

Jan 2024 – Sep 2024

RICHLAND, WA

HFG ADVISORS, INC.

Jan 2022 – Nov 2024

Kennewick, WA

PETERSEN HASTINGS INVESTMENT MANAGEMENT INC

Aug 2010 – Jan 2017

KENNEWICK, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 24, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POMONA WEALTH MANAGEMENT, LLC

CRD 329171 · SEC 801-129338

AUM

$105M

Regulatory assets under management

Employees

1 client accounts

Services offered by POMONA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at POMONA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin James Floyd offer?

Kevin James Floyd specializes in Financial Planning, Investment Management. Contact their office in RICHLAND, Washington for a consultation.

What are Kevin James Floyd's credentials?

Kevin James Floyd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin James Floyd located?

Kevin James Floyd is based in RICHLAND, Washington, working with POMONA WEALTH MANAGEMENT, LLC. Their office serves clients in the RICHLAND metropolitan area and surrounding communities.

How does Kevin James Floyd charge for services?

Kevin James Floyd's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POMONA WEALTH MANAGEMENT, LLC?

POMONA WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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