Unclaimed Profile

Kevin James Floyd

POMONA WEALTH MANAGEMENT, LLC·RICHLAND, Washington

Clean recordPOMONA WEALTH MANAGEMENT, LLC

644 STEWART DRIVE, RICHLAND, WA 99352CRD# 5593632Firm CRD# 329171

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin James Floyd · RICHLAND, WA

Registration

CRD #5593632 · POMONA WEALTH MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kevin James Floyd is a registered financial advisor based in RICHLAND, Washington, affiliated with POMONA WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

POMONA WEALTH MANAGEMENT, LLC

AUM

$105M

Regulatory assets under management

Employees

Total firm employees

View all advisors at POMONA WEALTH MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 5593632

Firm CRD# 329171

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Frequently Asked Questions

What services does Kevin James Floyd offer?

Kevin James Floyd specializes in Financial Planning, Investment Management. Contact their office in RICHLAND, Washington for a consultation.

What are Kevin James Floyd's credentials?

Kevin James Floyd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin James Floyd located?

Kevin James Floyd is based in RICHLAND, Washington, working with POMONA WEALTH MANAGEMENT, LLC. Their office serves clients in the RICHLAND metropolitan area and surrounding communities.

How does Kevin James Floyd charge for services?

Kevin James Floyd's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POMONA WEALTH MANAGEMENT, LLC?

POMONA WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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