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Stephen Sidney Guss

SOUND INVESTMENT STRATEGIES, INC.·MUKILTEO, Washington
Clean recordSOUND INVESTMENT STRATEGIES, INC.
619 4TH STREET, SUITE B, MUKILTEO, WA 98275CRD# 1333355Firm CRD# 141440

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Sidney Guss · MUKILTEO, WA
Registration
CRD #1333355 · SOUND INVESTMENT STRATEGIES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Sidney Guss is a registered financial advisor based in MUKILTEO, Washington, affiliated with SOUND INVESTMENT STRATEGIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SOUND INVESTMENT STRATEGIES, INC.
SOUND INVESTMENT STRATEGIES, INC.
AUM
$34M
Regulatory assets under management
Employees
1
Total firm employees
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1333355
Firm CRD# 141440
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Sidney Guss offer?
Stephen Sidney Guss specializes in Financial Planning, Investment Management. Contact their office in MUKILTEO, Washington for a consultation.
What are Stephen Sidney Guss's credentials?
Stephen Sidney Guss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Sidney Guss located?
Stephen Sidney Guss is based in MUKILTEO, Washington, working with SOUND INVESTMENT STRATEGIES, INC.. Their office serves clients in the MUKILTEO metropolitan area and surrounding communities.
How does Stephen Sidney Guss charge for services?
Stephen Sidney Guss's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUND INVESTMENT STRATEGIES, INC.?
SOUND INVESTMENT STRATEGIES, INC. has approximately 1 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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