AdvisorOS Directory
Claim Profile
Unclaimed Profile
SG

Stephen Sidney Guss

SOUND INVESTMENT STRATEGIES, INC.·MUKILTEO, Washington
Series 3, Series 7, Series 63, Series 65Clean record19 years registeredSOUND INVESTMENT STRATEGIES, INC.
619 4TH STREET, SUITE B, MUKILTEO, WA 98275CRD# 1333355Firm CRD# 141440

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Sidney Guss · MUKILTEO, WA
Registration
CRD #1333355 · SOUND INVESTMENT STRATEGIES, INC. · 19 years registered
Brand Profile
Not yet started
01

Career History

SOUND INVESTMENT STRATEGIES, INC.
Jun 2007 – present
CENTURY SECURITIES ASSOCIATES INC
Sep 2006 – Jun 2007
LANGLEY, WA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · September 14, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUND INVESTMENT STRATEGIES, INC.
CRD 141440 · SEC 801-67170
AUM
$34M
Regulatory assets under management
Employees
1
203 client accounts
Services offered by SOUND INVESTMENT STRATEGIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOUND INVESTMENT STRATEGIES, INC. →
Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MUKILTEO?

Browse all registered financial advisors in MUKILTEO, Washington or claim this profile if it's yours.

Browse MUKILTEO AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Stephen Sidney Guss offer?
Stephen Sidney Guss specializes in Financial Planning, Investment Management. Contact their office in MUKILTEO, Washington for a consultation.
What are Stephen Sidney Guss's credentials?
Stephen Sidney Guss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Sidney Guss located?
Stephen Sidney Guss is based in MUKILTEO, Washington, working with SOUND INVESTMENT STRATEGIES, INC.. Their office serves clients in the MUKILTEO metropolitan area and surrounding communities.
How does Stephen Sidney Guss charge for services?
Stephen Sidney Guss's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUND INVESTMENT STRATEGIES, INC.?
SOUND INVESTMENT STRATEGIES, INC. has approximately 1 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SOUND INVESTMENT STRATEGIES, INC.

Jedediah John Sires
MUKILTEO, WA
James Richard Adams
MUKILTEO, WA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Washington
SEATTLE (382)BELLEVUE (192)SPOKANE (71)VANCOUVER (58)BELLINGHAM (41)TACOMA (34)KIRKLAND (30)GIG HARBOR (28)EDMONDS (22)MERCER ISLAND (19)
City Guides
SEATTLE GuideBELLEVUE GuideSPOKANE GuideVANCOUVER GuideBELLINGHAM Guide
Research
Advisor Fees in WashingtonNational Fee Analysis
Request removal of this profile