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Neil Francis Wakley

WAKLEY & ROBERTON INC·MOUNTLAKE TERRACE, Washington
Clean recordWAKLEY & ROBERTON INC
6100 219TH ST SW, MOUNTLAKE TERRACE, WA 98043-2222CRD# 4345694Firm CRD# 105318

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neil Francis Wakley · MOUNTLAKE TERRACE, WA
Registration
CRD #4345694 · WAKLEY & ROBERTON INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Neil Francis Wakley is a registered financial advisor based in MOUNTLAKE TERRACE, Washington, affiliated with WAKLEY & ROBERTON INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
WAKLEY & ROBERTON INC
WAKLEY & ROBERTON INC
AUM
$110M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at WAKLEY & ROBERTON INC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4345694
Firm CRD# 105318
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Neil Francis Wakley offer?
Neil Francis Wakley specializes in Investment Management. Contact their office in MOUNTLAKE TERRACE, Washington for a consultation.
What are Neil Francis Wakley's credentials?
Neil Francis Wakley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neil Francis Wakley located?
Neil Francis Wakley is based in MOUNTLAKE TERRACE, Washington, working with WAKLEY & ROBERTON INC. Their office serves clients in the MOUNTLAKE TERRACE metropolitan area and surrounding communities.
How does Neil Francis Wakley charge for services?
Neil Francis Wakley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WAKLEY & ROBERTON INC?
WAKLEY & ROBERTON INC has approximately 2 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WAKLEY & ROBERTON INC

Marjorie Ann Johnson
MOUNTLAKE TERRACE, WA

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