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Neil Francis Wakley

WAKLEY & ROBERTON INC·MOUNTLAKE TERRACE, Washington
Clean record49 years registeredWAKLEY & ROBERTON INC
6100 219TH ST SW, MOUNTLAKE TERRACE, WA 98043-2222CRD# 4345694Firm CRD# 105318

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neil Francis Wakley · MOUNTLAKE TERRACE, WA
Registration
CRD #4345694 · WAKLEY & ROBERTON INC · 49 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: WAKLEY & ROBERTON INC
WAKLEY & ROBERTON INC
Dec 1976 – Dec 2017
BELLEVUE, WA
02

Registrations & Exams

Registration record
First registered · December 16, 1976
Years registered · 49
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WAKLEY & ROBERTON INC
CRD 105318 · SEC 801-13697
AUM
$110M
Regulatory assets under management
Employees
2
51 client accounts
Services offered by WAKLEY & ROBERTON INC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at WAKLEY & ROBERTON INC →
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05

Frequently Asked Questions

What services does Neil Francis Wakley offer?
Neil Francis Wakley specializes in Investment Management.
What are Neil Francis Wakley's credentials?
Neil Francis Wakley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neil Francis Wakley located?
Neil Francis Wakley is based in MOUNTLAKE TERRACE, Washington, last registered with WAKLEY & ROBERTON INC.
How does Neil Francis Wakley charge for services?
Neil Francis Wakley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WAKLEY & ROBERTON INC?
WAKLEY & ROBERTON INC has approximately 2 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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