Unclaimed Profile

Michael Lindus Thompson

COPPER LEAF FINANCIAL, LLC·WILLISTON, Vermont

SIE, Series 7, Series 24, Series 51, Series 63, Series 65, Series 66Clean record28 years registeredCOPPER LEAF FINANCIAL, LLC

33 BLAIR PARK ROAD, SUITE 201, WILLISTON, VT 05495CRD# 2999208Firm CRD# 285378

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Lindus Thompson · WILLISTON, VT

Registration

CRD #2999208 · COPPER LEAF FINANCIAL, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COPPER LEAF FINANCIAL, LLC

COPPER LEAF FINANCIAL, LLC

Jan 2017 – Dec 2023

WILLISTON, VT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2015 – Jan 2017

WILLISTON, VT

KEY INVESTMENT SERVICES LLC

May 2011 – Mar 2015

BURLINGTON, VT

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Apr 1998 – Dec 2004

MINNEAPOLIS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 65

Series 66

Registration record

First registered · April 24, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COPPER LEAF FINANCIAL, LLC

CRD 285378 · SEC 801-120617

AUM

$189M

Regulatory assets under management

Employees

585 client accounts

Services offered by COPPER LEAF FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COPPER LEAF FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Lindus Thompson offer?

Michael Lindus Thompson specializes in Financial Planning, Investment Management, Wealth Management.

What are Michael Lindus Thompson's credentials?

Michael Lindus Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Lindus Thompson located?

Michael Lindus Thompson is based in WILLISTON, Vermont, last registered with COPPER LEAF FINANCIAL, LLC.

How does Michael Lindus Thompson charge for services?

Michael Lindus Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COPPER LEAF FINANCIAL, LLC?

COPPER LEAF FINANCIAL, LLC has approximately 5 employees and manages $189M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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