Unclaimed Profile

Donald Fenton Dempsey

DEMPSEY INVESTMENT MANAGEMENT, LLC·SOUTH BURLINGTON, Vermont

Series 7, Series 8, Series 31, Series 63, Series 65Clean record29 years registeredDEMPSEY INVESTMENT MANAGEMENT, LLC

1233 SHELBURNE ROAD, SOUTH BURLINGTON, VT 05403CRD# 2524391Firm CRD# 134667

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Fenton Dempsey · SOUTH BURLINGTON, VT

Registration

CRD #2524391 · DEMPSEY INVESTMENT MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Sep 2025 – present

DEMPSEY INVESTMENT MANAGEMENT, LLC

Apr 2005 – Sep 2025

SOUTH BURLINGTON, VT

CHARLES SCHWAB & CO., INC.

Mar 1997 – Nov 2004

BURLINGTON, VT

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 31

Series 63

Series 65

Registration record

First registered · March 21, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DEMPSEY INVESTMENT MANAGEMENT, LLC

CRD 134667 · SEC 801-127621

AUM

$126M

Regulatory assets under management

Employees

441 client accounts

Services offered by DEMPSEY INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DEMPSEY INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Donald Fenton Dempsey offer?

Donald Fenton Dempsey specializes in Financial Planning, Investment Management. Contact their office in SOUTH BURLINGTON, Vermont for a consultation.

What are Donald Fenton Dempsey's credentials?

Donald Fenton Dempsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Fenton Dempsey located?

Donald Fenton Dempsey is based in SOUTH BURLINGTON, Vermont, working with DEMPSEY INVESTMENT MANAGEMENT, LLC. Their office serves clients in the SOUTH BURLINGTON metropolitan area and surrounding communities.

How does Donald Fenton Dempsey charge for services?

Donald Fenton Dempsey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEMPSEY INVESTMENT MANAGEMENT, LLC?

DEMPSEY INVESTMENT MANAGEMENT, LLC has approximately 1 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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