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James Jason Williams

WILLIAMS FINANCIAL, LLC·NORTH BENNINGTON, Vermont
Series 7, Series 63, Series 66Clean record20 years registeredWILLIAMS FINANCIAL, LLC
12 MAIN STREET, NORTH BENNINGTON, VT 05257CRD# 4806982Firm CRD# 137038

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Jason Williams · NORTH BENNINGTON, VT
Registration
CRD #4806982 · WILLIAMS FINANCIAL, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

WILLIAMS FINANCIAL, LLC
Feb 2008 – present
WILLIAMS FINANCIAL MANAGEMENT, LLC
Nov 2005 – Dec 2006
BENNINGTON, VT
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · November 9, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WILLIAMS FINANCIAL, LLC
CRD 137038 · SEC 801-118678
AUM
$174M
Regulatory assets under management
Employees
7
797 client accounts
Services offered by WILLIAMS FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WILLIAMS FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does James Jason Williams offer?
James Jason Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NORTH BENNINGTON, Vermont for a consultation.
What are James Jason Williams's credentials?
James Jason Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Jason Williams located?
James Jason Williams is based in NORTH BENNINGTON, Vermont, working with WILLIAMS FINANCIAL, LLC. Their office serves clients in the NORTH BENNINGTON metropolitan area and surrounding communities.
How does James Jason Williams charge for services?
James Jason Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILLIAMS FINANCIAL, LLC?
WILLIAMS FINANCIAL, LLC has approximately 7 employees and manages $174M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Vermont
BURLINGTON (28)MONTPELIER (28)SOUTH BURLINGTON (16)MANCHESTER (11)WILLISTON (8)NORWICH (7)BRATTLEBORO (5)WHITE RIVER JUNCTION (4)SHELBURNE (4)BENNINGTON (3)
City Guides
BURLINGTON GuideMONTPELIER GuideSOUTH BURLINGTON GuideMANCHESTER GuideWILLISTON Guide
Research
Advisor Fees in VermontNational Fee Analysis
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