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Scott David Baldwin

ESSEX ASSET MANAGEMENT GROUP INC.·ESSEX JUNCTION, Vermont
SIE, Series 7, Series 65Clean record28 years registeredESSEX ASSET MANAGEMENT GROUP INC.
63 MAIN STREET, ESSEX JUNCTION, VT 05452CRD# 2847135Firm CRD# 116184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott David Baldwin · ESSEX JUNCTION, VT
Registration
CRD #2847135 · ESSEX ASSET MANAGEMENT GROUP INC. · 28 years registered
Brand Profile
Not yet started
01

Career History

EMG
Jan 1998 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 65
Registration record
First registered · January 1, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ESSEX ASSET MANAGEMENT GROUP INC.
CRD 116184 · SEC 801-65131
AUM
$32M
Regulatory assets under management
Employees
1
525 client accounts
Services offered by ESSEX ASSET MANAGEMENT GROUP INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ESSEX ASSET MANAGEMENT GROUP INC. →
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05

Frequently Asked Questions

What services does Scott David Baldwin offer?
Scott David Baldwin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ESSEX JUNCTION, Vermont for a consultation.
What are Scott David Baldwin's credentials?
Scott David Baldwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott David Baldwin located?
Scott David Baldwin is based in ESSEX JUNCTION, Vermont, working with ESSEX ASSET MANAGEMENT GROUP INC.. Their office serves clients in the ESSEX JUNCTION metropolitan area and surrounding communities.
How does Scott David Baldwin charge for services?
Scott David Baldwin's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ESSEX ASSET MANAGEMENT GROUP INC.?
ESSEX ASSET MANAGEMENT GROUP INC. has approximately 1 employees and manages $32M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ESSEX ASSET MANAGEMENT GROUP INC.

Todd Robert Toensing
ESSEX JUNCTION, VT
CFP

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