Unclaimed Profile

Gerald Garth Holman

HOLMAN INVESTMENTS AND PLANNING, LLC·SALT LAKE CITY, Utah

SIE, Series 6, Series 7, Series 8, Series 9, Series 10, Series 22, Series 31, Series 63, Series 65CFP23 years registeredHOLMAN INVESTMENTS AND PLANNING, LLC

2795 EAST COTTONWOOD PARKWAY, SALT LAKE CITY, UT 84121CRD# 1040165Firm CRD# 141673

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Garth Holman · SALT LAKE CITY, UT

Registration

CRD #1040165 · HOLMAN INVESTMENTS AND PLANNING, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HOLMAN INVESTMENTS AND PLANNING, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2023 – Dec 2025

Salt Lake City, UT

INTEGRATED WEALTH STRATEGIES

Apr 2009 – Jun 2023

SALT LAKE CITY, UT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Jul 2020

Sandy, UT

HOLMAN INVESTMENTS AND PLANNING, LLC

Mar 2008 – Dec 2008

SALT LAKE CITY, UT

RAYMOND JAMES FINANCIAL SERVICES

Nov 2004 – Jan 2009

Salt Lake City, UT

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Dec 2002 – Nov 2004

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 8

Series 9

Series 10

Series 22

Series 31

Series 63

Series 65

Registration record

First registered · December 6, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

2004Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HOLMAN INVESTMENTS AND PLANNING, LLC

CRD 141673 · SEC 801-68714

AUM

$71M

Regulatory assets under management

Employees

128 client accounts

Services offered by HOLMAN INVESTMENTS AND PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HOLMAN INVESTMENTS AND PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Gerald Garth Holman offer?

Gerald Garth Holman specializes in Financial Planning, Investment Management.

What are Gerald Garth Holman's credentials?

Gerald Garth Holman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gerald Garth Holman located?

Gerald Garth Holman is based in SALT LAKE CITY, Utah, last registered with HOLMAN INVESTMENTS AND PLANNING, LLC.

How does Gerald Garth Holman charge for services?

Gerald Garth Holman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOLMAN INVESTMENTS AND PLANNING, LLC?

HOLMAN INVESTMENTS AND PLANNING, LLC has approximately 1 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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