Unclaimed Profile

Bruce Anthony Lefavi

LEFAVI WEALTH MANAGEMENT, INC.·SALT LAKE CITY, Utah

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TO34 years registeredLEFAVI WEALTH MANAGEMENT, INC.

2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109CRD# 1064893Firm CRD# 104961

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Anthony Lefavi · SALT LAKE CITY, UT

Registration

CRD #1064893 · LEFAVI WEALTH MANAGEMENT, INC. · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEFAVI WEALTH MANAGEMENT, INC.

LEFAVI WEALTH MANAGEMENT

Jan 2014 – Mar 2023

SALT LAKE CITY, UT

LEFAVI WEALTH MANAGEMENT

Nov 1991 – Dec 2013

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · November 21, 1991

Years registered · 34

Disclosure History

2014Customer Dispute·Settled

2014Regulatory·Final

2012Customer Dispute·Closed-No Action

2004Customer Dispute·Closed-No Action

2003Customer Dispute·Settled

2001Customer Dispute·Closed-No Action

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEFAVI WEALTH MANAGEMENT, INC.

CRD 104961 · SEC 801-73029

AUM

$383M

Regulatory assets under management

Employees

1,234 client accounts

Services offered by LEFAVI WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEFAVI WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Bruce Anthony Lefavi offer?

Bruce Anthony Lefavi specializes in Financial Planning, Investment Management.

What are Bruce Anthony Lefavi's credentials?

Bruce Anthony Lefavi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Anthony Lefavi located?

Bruce Anthony Lefavi is based in SALT LAKE CITY, Utah, last registered with LEFAVI WEALTH MANAGEMENT, INC..

How does Bruce Anthony Lefavi charge for services?

Bruce Anthony Lefavi's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEFAVI WEALTH MANAGEMENT, INC.?

LEFAVI WEALTH MANAGEMENT, INC. has approximately 5 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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