Unclaimed Profile

William John Niles

INVESTMENT AND ASSET PLANNING, LLC·WICHITA FALLS, Texas

Series 65Clean record18 years registeredINVESTMENT AND ASSET PLANNING, LLC

2110 KEMP BLVD, WICHITA FALLS, TX 76309-4314CRD# 4588184Firm CRD# 109119

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William John Niles · WICHITA FALLS, TX

Registration

CRD #4588184 · INVESTMENT AND ASSET PLANNING, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INVESTMENT AND ASSET PLANNING, LLC

LEO WEALTH, LLC

Oct 2021 – Mar 2026

WICHITA FALLS, TX

BFT FINANCIAL GROUP, LLC

Jun 2014 – Jan 2022

WICHITA FALLS, TX

INVESTMENT & ASSET PLANNING, LLC

Oct 2007 – Jun 2014

WICHITA FALLS, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 1, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTMENT AND ASSET PLANNING, LLC

CRD 109119 · SEC 801-56342

AUM

$44M

Regulatory assets under management

Employees

360 client accounts

Services offered by INVESTMENT AND ASSET PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INVESTMENT AND ASSET PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does William John Niles offer?

William John Niles specializes in Financial Planning, Investment Management.

What are William John Niles's credentials?

William John Niles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William John Niles located?

William John Niles is based in WICHITA FALLS, Texas, last registered with INVESTMENT AND ASSET PLANNING, LLC.

How does William John Niles charge for services?

William John Niles's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees(icon). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMENT AND ASSET PLANNING, LLC?

INVESTMENT AND ASSET PLANNING, LLC has approximately 1 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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