Unclaimed Profile

Charles David Jones

CHARLES D. JONES CAPITAL MANAGEMENT, INC.·WACO, Texas

Series 220 years registeredCHARLES D. JONES CAPITAL MANAGEMENT, INC.

5015 FORT AVENUE, WACO, TX 76710-5828CRD# 1987840Firm CRD# 118218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles David Jones · WACO, TX

Registration

CRD #1987840 · CHARLES D. JONES CAPITAL MANAGEMENT, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHARLES D. JONES CAPITAL MANAGEMENT, INC.

CHARLES D. JONES CAPITAL MANAGEMENT, INC.

Nov 2005 – Feb 2014

WACO, TX

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · November 28, 2005

Years registered · 20

Disclosure History

2015Regulatory·Final

2014Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CHARLES D. JONES CAPITAL MANAGEMENT, INC.

CRD 118218 · SEC 801-62130

AUM

$101M

Regulatory assets under management

Employees

67 client accounts

Services offered by CHARLES D. JONES CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHARLES D. JONES CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Charles David Jones offer?

Charles David Jones specializes in Financial Planning, Investment Management.

What are Charles David Jones's credentials?

Charles David Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles David Jones located?

Charles David Jones is based in WACO, Texas, last registered with CHARLES D. JONES CAPITAL MANAGEMENT, INC..

How does Charles David Jones charge for services?

Charles David Jones's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARLES D. JONES CAPITAL MANAGEMENT, INC.?

CHARLES D. JONES CAPITAL MANAGEMENT, INC. has approximately 5 employees and manages $101M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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