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Cole Gilliam Parks

PARKS' SOUTHWESTERN ENTERPRISES, LLC·STEPHENVILLE, Texas
SIE, Series 7, Series 66Clean record17 years registeredPARKS' SOUTHWESTERN ENTERPRISES, LLC
105 EAST ROAD, STEPHENVILLE, TX 76401CRD# 4941163Firm CRD# 282950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cole Gilliam Parks · STEPHENVILLE, TX
Registration
CRD #4941163 · PARKS' SOUTHWESTERN ENTERPRISES, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

SOUTHWESTERN ADVISORY GROUP LLC
Mar 2016 – present
AMERIPRISE FINANCIAL SERVICES, INC.
May 2009 – Mar 2016
STEPHENVILLE, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · May 29, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PARKS' SOUTHWESTERN ENTERPRISES, LLC
CRD 282950 · SEC 801-107352
AUM
$40M
Regulatory assets under management
Employees
3
120 client accounts
Services offered by PARKS' SOUTHWESTERN ENTERPRISES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PARKS' SOUTHWESTERN ENTERPRISES, LLC →
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05

Frequently Asked Questions

What services does Cole Gilliam Parks offer?
Cole Gilliam Parks specializes in Financial Planning, Investment Management. Contact their office in STEPHENVILLE, Texas for a consultation.
What are Cole Gilliam Parks's credentials?
Cole Gilliam Parks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cole Gilliam Parks located?
Cole Gilliam Parks is based in STEPHENVILLE, Texas, working with PARKS' SOUTHWESTERN ENTERPRISES, LLC. Their office serves clients in the STEPHENVILLE metropolitan area and surrounding communities.
How does Cole Gilliam Parks charge for services?
Cole Gilliam Parks's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PARKS' SOUTHWESTERN ENTERPRISES, LLC?
PARKS' SOUTHWESTERN ENTERPRISES, LLC has approximately 3 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (832)HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)
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Research
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