Unclaimed Profile

Shawn Pierre Hockaday

INVSTR FINANCIAL LLC·SAN ANTONIO, Texas

SIE, Series 4, Series 7, Series 7TO, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record23 years registeredINVSTR FINANCIAL LLC

3201 CHERRY RIDGE RD, SAN ANTONIO, TX 78230CRD# 2882891Firm CRD# 310075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Pierre Hockaday · SAN ANTONIO, TX

Registration

CRD #2882891 · INVSTR FINANCIAL LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INVSTR FINANCIAL LLC

USAA INVESTMENT SERVICES COMPANY

Oct 2003 – Jun 2020

SAN ANTONIO, TX

E*TRADE ADVISORY SERVICES, INC.

Dec 2002 – Jun 2003

SAN ANTONIO, TX

E*TRADE ADVISORY SERVICES, INC.

Sep 2002 – Oct 2002

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · September 9, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVSTR FINANCIAL LLC

CRD 310075 · SEC 801-119582

AUM

$1M

Regulatory assets under management

Employees

52,329 client accounts

Services offered by INVSTR FINANCIAL LLC

Per Form ADV

Portfolio management (individuals)

Market timing services

Educational seminars/workshops

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INVSTR FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Shawn Pierre Hockaday offer?

Shawn Pierre Hockaday specializes in Investment Management, Financial Education.

What are Shawn Pierre Hockaday's credentials?

Shawn Pierre Hockaday is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Pierre Hockaday located?

Shawn Pierre Hockaday is based in SAN ANTONIO, Texas, last registered with INVSTR FINANCIAL LLC.

How does Shawn Pierre Hockaday charge for services?

Shawn Pierre Hockaday's firm is compensated through other: tiered monthly subscription. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVSTR FINANCIAL LLC?

INVSTR FINANCIAL LLC has approximately 2 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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