Unclaimed Profile

Luis N/a Montes-De-Oca

OPTIMA CAPITAL MANAGEMENT INC·SAN ANTONIO, Texas

Series 2, Series 65Clean record26 years registeredOPTIMA CAPITAL MANAGEMENT INC

19134 STONE OAK PARKWAY, SAN ANTONIO, TX 78258CRD# 2658548Firm CRD# 111409

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Luis N/a Montes-De-Oca · SAN ANTONIO, TX

Registration

CRD #2658548 · OPTIMA CAPITAL MANAGEMENT INC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPTIMA CAPITAL MANAGEMENT INC

ACTINVER WEALTH MANAGEMENT, INC.

Apr 2014 – Sep 2018

SAN ANTONIO, TX

OPTIMA CAPITAL MANAGEMENT, INC.

Jan 2000 – Apr 2014

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · January 14, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPTIMA CAPITAL MANAGEMENT INC

CRD 111409 · SEC 801-57706

AUM

$252M

Regulatory assets under management

Employees

226 client accounts

Services offered by OPTIMA CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OPTIMA CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Luis N/a Montes-De-Oca offer?

Luis N/a Montes-De-Oca specializes in Investment Management.

What are Luis N/a Montes-De-Oca's credentials?

Luis N/a Montes-De-Oca is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Luis N/a Montes-De-Oca located?

Luis N/a Montes-De-Oca is based in SAN ANTONIO, Texas, last registered with OPTIMA CAPITAL MANAGEMENT INC.

How does Luis N/a Montes-De-Oca charge for services?

Luis N/a Montes-De-Oca's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPTIMA CAPITAL MANAGEMENT INC?

OPTIMA CAPITAL MANAGEMENT INC has approximately 7 employees and manages $252M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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