Unclaimed Profile

Joel Richard Swinehart

STRATEGIC FINANCIAL CONCEPTS, LLC·SAN ANTONIO, Texas

SIE, Series 1, Series 7, Series 24, Series 26, Series 53, Series 63, Series 65Clean record19 years registeredSTRATEGIC FINANCIAL CONCEPTS, LLC

6800 PARK TEN BLVD., SAN ANTONIO, TX 78213CRD# 856012Firm CRD# 141849

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Richard Swinehart · SAN ANTONIO, TX

Registration

CRD #856012 · STRATEGIC FINANCIAL CONCEPTS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATEGIC FINANCIAL CONCEPTS, LLC

AIG FINANCIAL ADVISORS, INC.

Oct 2008 – Nov 2008

AUSTIN, TX

STRATEGIC FINANCIAL CONCEPTS, LLC

Apr 2007 – Jul 2017

BLANCHARD, OK

AMERICAN GENERAL SECURITIES INCORPORATED

Aug 2006 – Oct 2008

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 26

Series 53

Series 63

Series 65

Registration record

First registered · August 25, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC FINANCIAL CONCEPTS, LLC

CRD 141849 · SEC 801-67243

AUM

$988M

Regulatory assets under management

Employees

4,631 client accounts

Services offered by STRATEGIC FINANCIAL CONCEPTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STRATEGIC FINANCIAL CONCEPTS, LLC →

Introduction

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Frequently Asked Questions

What services does Joel Richard Swinehart offer?

Joel Richard Swinehart specializes in Financial Planning, Investment Management, Wealth Management.

What are Joel Richard Swinehart's credentials?

Joel Richard Swinehart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Richard Swinehart located?

Joel Richard Swinehart is based in SAN ANTONIO, Texas, last registered with STRATEGIC FINANCIAL CONCEPTS, LLC.

How does Joel Richard Swinehart charge for services?

Joel Richard Swinehart's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC FINANCIAL CONCEPTS, LLC?

STRATEGIC FINANCIAL CONCEPTS, LLC has approximately 35 employees and manages $988M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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