Unclaimed Profile

Brian Keith Surovik

INVESTMENT PROFESSIONALS, INC.·SAN ANTONIO, Texas

SIE, Series 7, Series 24, Series 63, Series 65Clean record20 years registeredINVESTMENT PROFESSIONALS, INC.

16414 SAN PEDRO AVENUE, SAN ANTONIO, TX 78232CRD# 4481124Firm CRD# 30184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Keith Surovik · SAN ANTONIO, TX

Registration

CRD #4481124 · INVESTMENT PROFESSIONALS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

AMERIPRISE FINANCIAL SERVICES, LLC

Jun 2018 – present

PRIMEVEST FINANCIAL SERVICES, INC.

Jun 2007 – Jul 2007

BRYAN, TX

PRIMEVEST FINANCIAL SERVICES, INC.

May 2007 – Jun 2007

BRYAN, TX

INVESTMENT PROFESSIONALS, INC.

May 2007 – Oct 2018

SAN ANTONIO, TX

DFC INVESTOR SERVICES

Jul 2006 – May 2007

BRYAN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 27, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTMENT PROFESSIONALS, INC.

CRD 30184 · SEC 801-67704

AUM

$761M

Regulatory assets under management

Employees

178

4,708 client accounts

Services offered by INVESTMENT PROFESSIONALS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INVESTMENT PROFESSIONALS, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Keith Surovik offer?

Brian Keith Surovik specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN ANTONIO, Texas for a consultation.

What are Brian Keith Surovik's credentials?

Brian Keith Surovik is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Keith Surovik located?

Brian Keith Surovik is based in SAN ANTONIO, Texas, working with INVESTMENT PROFESSIONALS, INC.. Their office serves clients in the SAN ANTONIO metropolitan area and surrounding communities.

How does Brian Keith Surovik charge for services?

Brian Keith Surovik's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMENT PROFESSIONALS, INC.?

INVESTMENT PROFESSIONALS, INC. has approximately 178 employees and manages $761M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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