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James Matthews

WESTLAKE WEALTH MANAGEMENT, LLC·ROANOKE, Texas
Clean recordWESTLAKE WEALTH MANAGEMENT, LLC
310 S. OAK STREET, SUITE 208, ROANOKE, TX 76262CRD# 6934661Firm CRD# 295033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Matthews · ROANOKE, TX
Registration
CRD #6934661 · WESTLAKE WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Matthews is a registered financial advisor based in ROANOKE, Texas, affiliated with WESTLAKE WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
WESTLAKE WEALTH MANAGEMENT, LLC
WESTLAKE WEALTH MANAGEMENT, LLC
AUM
$16M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at WESTLAKE WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6934661
Firm CRD# 295033
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Matthews offer?
James Matthews specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROANOKE, Texas for a consultation.
What are James Matthews's credentials?
James Matthews is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Matthews located?
James Matthews is based in ROANOKE, Texas, working with WESTLAKE WEALTH MANAGEMENT, LLC. Their office serves clients in the ROANOKE metropolitan area and surrounding communities.
How does James Matthews charge for services?
James Matthews's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTLAKE WEALTH MANAGEMENT, LLC?
WESTLAKE WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $16M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTLAKE WEALTH MANAGEMENT, LLC

Michael Dean Fessler
ROANOKE, TX

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Research
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