AdvisorOS Directory
Claim Profile
Unclaimed Profile
SB

Steven Wayne Barber

UPTICK PARTNERS, LLC·NACOGDOCHES, Texas
SIE, Series 7, Series 63CFPClean record19 years registeredUPTICK PARTNERS, LLC
777 EAST AUSTIN, NACOGDOCHES, TX 75965CRD# 2265413Firm CRD# 324250

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Wayne Barber · NACOGDOCHES, TX
Registration
CRD #2265413 · UPTICK PARTNERS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

UPTICK PARTNERS, LLC
Mar 2023 – present
EDWARD JONES
Sep 2006 – Mar 2023
NACOGDOCHES, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · September 27, 2006
Years registered · 19
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
UPTICK PARTNERS, LLC
CRD 324250 · SEC 801-127235
AUM
$399M
Regulatory assets under management
Employees
6
412 client accounts
Services offered by UPTICK PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at UPTICK PARTNERS, LLC →
Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NACOGDOCHES?

Browse all registered financial advisors in NACOGDOCHES, Texas or claim this profile if it's yours.

Browse NACOGDOCHES AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Steven Wayne Barber offer?
Steven Wayne Barber specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NACOGDOCHES, Texas for a consultation.
What are Steven Wayne Barber's credentials?
Steven Wayne Barber holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Steven Wayne Barber located?
Steven Wayne Barber is based in NACOGDOCHES, Texas, working with UPTICK PARTNERS, LLC. Their office serves clients in the NACOGDOCHES metropolitan area and surrounding communities.
How does Steven Wayne Barber charge for services?
Steven Wayne Barber's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPTICK PARTNERS, LLC?
UPTICK PARTNERS, LLC has approximately 6 employees and manages $399M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at UPTICK PARTNERS, LLC

Jason Michael Barber
NACOGDOCHES, TX
CFP
Taylor Pankratz
NACOGDOCHES, TX
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (832)HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile