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Frederick Charles Fogarty

FOGARTY WEALTH MANAGEMENT, INC.·MISSOURI CITY, Texas
SIE, Series 7, Series 6624 years registeredFOGARTY WEALTH MANAGEMENT, INC.
4501 CARTWRIGHT ROAD,, MISSOURI CITY, TX 77459CRD# 4341136Firm CRD# 283998

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Frederick Charles Fogarty · MISSOURI CITY, TX
Registration
CRD #4341136 · FOGARTY WEALTH MANAGEMENT, INC. · 24 years registered
Brand Profile
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01

Career History

FOGARTY WEALTH MANAGEMENT, INC.
Jul 2016 – present
NEXT FINANCIAL GROUP, INC.
Sep 2007 – Sep 2019
MISSOURI CITY, TX
INTERSECURITIES, INC.
Dec 2001 – Jun 2006
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · December 21, 2001
Years registered · 24
03

Disclosure History

2009Customer Dispute·Denied
2009Customer Dispute·Denied
2007Employment Separation After Allegations
2004Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
FOGARTY WEALTH MANAGEMENT, INC.
CRD 283998 · SEC 801-131064
AUM
$110M
Regulatory assets under management
Employees
1
360 client accounts
Services offered by FOGARTY WEALTH MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FOGARTY WEALTH MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Frederick Charles Fogarty offer?
Frederick Charles Fogarty specializes in Financial Planning, Investment Management. Contact their office in MISSOURI CITY, Texas for a consultation.
What are Frederick Charles Fogarty's credentials?
Frederick Charles Fogarty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frederick Charles Fogarty located?
Frederick Charles Fogarty is based in MISSOURI CITY, Texas, working with FOGARTY WEALTH MANAGEMENT, INC.. Their office serves clients in the MISSOURI CITY metropolitan area and surrounding communities.
How does Frederick Charles Fogarty charge for services?
Frederick Charles Fogarty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOGARTY WEALTH MANAGEMENT, INC.?
FOGARTY WEALTH MANAGEMENT, INC. has approximately 1 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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