AdvisorOS Directory
Claim Profile
Unclaimed Profile
SP

Stephen Morgan Pease

OXFORD ASSET MANAGEMENT, LLC·MCALLEN, Texas
Series 6, Series 7, Series 63, Series 65Clean record23 years registeredOXFORD ASSET MANAGEMENT, LLC
3827 N. 10TH ST., MCALLEN, TX 78501CRD# 4667224Firm CRD# 114571

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Morgan Pease · MCALLEN, TX
Registration
CRD #4667224 · OXFORD ASSET MANAGEMENT, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

DYNAMIC
Mar 2018 – present
SWS FINANCIAL SERVICES
Jan 2007 – Oct 2007
DURANGO, CO
OXFORD ASSET MANAGEMENT, LLC
Jan 2006 – May 2018
DURANGO, CO
AMERICAN GENERAL SECURITIES INCORPORATED
Aug 2003 – Feb 2006
DURANGO, CO
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · August 4, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OXFORD ASSET MANAGEMENT, LLC
CRD 114571 · SEC 801-69005
AUM
$100M
Regulatory assets under management
Employees
10
2,916 client accounts
Services offered by OXFORD ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at OXFORD ASSET MANAGEMENT, LLC →
Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MCALLEN?

Browse all registered financial advisors in MCALLEN, Texas or claim this profile if it's yours.

Browse MCALLEN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Stephen Morgan Pease offer?
Stephen Morgan Pease specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MCALLEN, Texas for a consultation.
What are Stephen Morgan Pease's credentials?
Stephen Morgan Pease is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Morgan Pease located?
Stephen Morgan Pease is based in MCALLEN, Texas, working with OXFORD ASSET MANAGEMENT, LLC. Their office serves clients in the MCALLEN metropolitan area and surrounding communities.
How does Stephen Morgan Pease charge for services?
Stephen Morgan Pease's firm is compensated through percentage of aum, hourly charges, subscription fees, other: fees for equity index linked annuities. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OXFORD ASSET MANAGEMENT, LLC?
OXFORD ASSET MANAGEMENT, LLC has approximately 10 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at OXFORD ASSET MANAGEMENT, LLC

Jason A Habbit
MCALLEN, TX

More Advisors in MCALLEN, Texas

James Anthony Reyna
WALTER J. REYNA, INC.·MCALLEN, TX
Walter James Reyna
WALTER J. REYNA, INC.·MCALLEN, TX
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (832)HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile