Unclaimed Profile

James Rex Merchant

JFL CAPITAL MANAGEMENT LLC·LAKEWAY, Texas

Series 7, Series 63, Series 65Clean record27 years registeredJFL CAPITAL MANAGEMENT LLC

1415 RR 620 SOUTH, LAKEWAY, TX 78734CRD# 1899264Firm CRD# 174202

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Rex Merchant · LAKEWAY, TX

Registration

CRD #1899264 · JFL CAPITAL MANAGEMENT LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JFL CAPITAL MANAGEMENT LLC

INTEGRATED ADVISORS NETWORK LLC

Dec 2023 – Jul 2024

Parker, CO

WESTERN INVESTMENT LLC

Dec 2013 – Dec 2017

SALT LAKE CITY, UT

CROCKETT MANAGEMENT COMPANY

Oct 1998 – Jun 2003

UNIVERSITY PLACE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 23, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JFL CAPITAL MANAGEMENT LLC

CRD 174202 · SEC 801-110801

AUM

$215M

Regulatory assets under management

Employees

3 client accounts

Services offered by JFL CAPITAL MANAGEMENT LLC

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at JFL CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Rex Merchant offer?

James Rex Merchant specializes in Retirement Planning, Wealth Management.

What are James Rex Merchant's credentials?

James Rex Merchant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Rex Merchant located?

James Rex Merchant is based in LAKEWAY, Texas, last registered with JFL CAPITAL MANAGEMENT LLC.

How does James Rex Merchant charge for services?

James Rex Merchant's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JFL CAPITAL MANAGEMENT LLC?

JFL CAPITAL MANAGEMENT LLC has approximately 3 employees and manages $215M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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