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Samuel David Pond

KEENER FINANCIAL PLANNING, LLC·KELLER, Texas
SIE, Series 7, Series 66CFPClean record8 years registeredKEENER FINANCIAL PLANNING, LLC
1692 KELLER PARKWAY, KELLER, TX 76248CRD# 6826918Firm CRD# 147615

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel David Pond · KELLER, TX
Registration
CRD #6826918 · KEENER FINANCIAL PLANNING, LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

KEENER FINANCIAL PLANNING
May 2021 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jun 2019 – May 2020
DALLAS, TX
DFPG INVESTMENTS, INC.
Jan 2018 – Feb 2018
Sandy, UT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · January 4, 2018
Years registered · 8
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KEENER FINANCIAL PLANNING, LLC
CRD 147615 · SEC 801-115127
AUM
$294M
Regulatory assets under management
Employees
10
554 client accounts
Services offered by KEENER FINANCIAL PLANNING, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at KEENER FINANCIAL PLANNING, LLC →
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05

Frequently Asked Questions

What services does Samuel David Pond offer?
Samuel David Pond specializes in Financial Planning, Investment Management. Contact their office in KELLER, Texas for a consultation.
What are Samuel David Pond's credentials?
Samuel David Pond holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Samuel David Pond located?
Samuel David Pond is based in KELLER, Texas, working with KEENER FINANCIAL PLANNING, LLC. Their office serves clients in the KELLER metropolitan area and surrounding communities.
How does Samuel David Pond charge for services?
Samuel David Pond's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEENER FINANCIAL PLANNING, LLC?
KEENER FINANCIAL PLANNING, LLC has approximately 10 employees and manages $294M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KEENER FINANCIAL PLANNING, LLC

Rachel Paige Songer
KELLER, TX
Jean Elizabeth Keener
KELLER, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (832)HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)
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Research
Advisor Fees in TexasNational Fee Analysis
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