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Thomas Gerald Norwood

VALIC FINANCIAL ADVISORS, INC.·HOUSTON, Texas
Series 27, Series 63VALIC FINANCIAL ADVISORS, INC.
2929 ALLEN PKWY; L3-20, HOUSTON, TX 77019CRD# 1433045Firm CRD# 42803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Gerald Norwood · HOUSTON, TX
Registration
CRD #1433045 · VALIC FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 27
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
VALIC FINANCIAL ADVISORS, INC.
CRD 42803 · SEC 801-54952
AUM
$25.2B
Regulatory assets under management
Employees
1,713
302,501 client accounts
Services offered by VALIC FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VALIC FINANCIAL ADVISORS, INC. →
Introduction

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04

Frequently Asked Questions

What services does Thomas Gerald Norwood offer?
Thomas Gerald Norwood specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.
What are Thomas Gerald Norwood's credentials?
Thomas Gerald Norwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Gerald Norwood located?
Thomas Gerald Norwood is based in HOUSTON, Texas, working with VALIC FINANCIAL ADVISORS, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Thomas Gerald Norwood charge for services?
Thomas Gerald Norwood's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VALIC FINANCIAL ADVISORS, INC.?
VALIC FINANCIAL ADVISORS, INC. has approximately 1713 employees and manages $25.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VALIC FINANCIAL ADVISORS, INC.

Craig Stephen Cheyne
HOUSTON, TX
Cynthia Lea Burnette
HOUSTON, TX
Joan Simpson
HOUSTON, TX
Michael Fortey
HOUSTON, TX
David Hendrick Denboer
HOUSTON, TX
John Logan
HOUSTON, TX

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