Unclaimed Profile

Stephen Paul Lack

GALAPAGOS WEALTH MANAGEMENT, LLC·HOUSTON, Texas

Series 65Clean record19 years registeredGALAPAGOS WEALTH MANAGEMENT, LLC

1330 POST OAK BLVD, HOUSTON, TX 77056CRD# 1578439Firm CRD# 139856

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Paul Lack · HOUSTON, TX

Registration

CRD #1578439 · GALAPAGOS WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CORIENT

Nov 2022 – present

DURABLE DIVIDEND GROWTH STRATEGIES, L.P.

Apr 2022 – present

GALAPAGOS WEALTH MANAGEMENT, LLC

May 2007 – Feb 2024

Houston, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 15, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GALAPAGOS WEALTH MANAGEMENT, LLC

CRD 139856 · SEC 801-67836

AUM

$88M

Regulatory assets under management

Employees

9 client accounts

Services offered by GALAPAGOS WEALTH MANAGEMENT, LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at GALAPAGOS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Paul Lack offer?

Stephen Paul Lack specializes in Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.

What are Stephen Paul Lack's credentials?

Stephen Paul Lack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Paul Lack located?

Stephen Paul Lack is based in HOUSTON, Texas, working with GALAPAGOS WEALTH MANAGEMENT, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Stephen Paul Lack charge for services?

Stephen Paul Lack's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALAPAGOS WEALTH MANAGEMENT, LLC?

GALAPAGOS WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $88M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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