Unclaimed Profile

Shari Smith Manning

FCA CORP·HOUSTON, Texas

Series 2, Series 63Clean record22 years registeredFCA CORP

791 TOWN & COUNTRY BLVD., HOUSTON, TX 77024-3925CRD# 2455543Firm CRD# 110658

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shari Smith Manning · HOUSTON, TX

Registration

CRD #2455543 · FCA CORP · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FCA CORP

FCA CORP

Jan 2004 – Jul 2019

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 2

Series 63

Registration record

First registered · January 29, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FCA CORP

CRD 110658 · SEC 801-20514

AUM

$526M

Regulatory assets under management

Employees

543 client accounts

Services offered by FCA CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FCA CORP →

Introduction

Speak with Shari

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Shari is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HOUSTON?

Browse all registered financial advisors in HOUSTON, Texas or claim this profile if it's yours.

Browse HOUSTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Shari Smith Manning offer?

Shari Smith Manning specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Shari Smith Manning's credentials?

Shari Smith Manning is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shari Smith Manning located?

Shari Smith Manning is based in HOUSTON, Texas, last registered with FCA CORP.

How does Shari Smith Manning charge for services?

Shari Smith Manning's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FCA CORP?

FCA CORP has approximately 17 employees and manages $526M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →