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Samuel Woong Oh

MOUNTAIN CAPITAL MANAGEMENT, LLC·HOUSTON, Texas
Series 7Clean record10 years registeredMOUNTAIN CAPITAL MANAGEMENT, LLC
811 LOUISIANA STREET, HOUSTON, TX 77002CRD# 3270306Firm CRD# 281465

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Woong Oh · HOUSTON, TX
Registration
CRD #3270306 · MOUNTAIN CAPITAL MANAGEMENT, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

MOUNTAIN CAPITAL MANAGEMENT, LLC
Dec 2015 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Registration record
First registered · December 7, 2015
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MOUNTAIN CAPITAL MANAGEMENT, LLC
CRD 281465 · SEC 801-106782
AUM
$1.4B
Regulatory assets under management
Employees
12
13 client accounts
Services offered by MOUNTAIN CAPITAL MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at MOUNTAIN CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Samuel Woong Oh offer?
Samuel Woong Oh specializes in Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.
What are Samuel Woong Oh's credentials?
Samuel Woong Oh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Woong Oh located?
Samuel Woong Oh is based in HOUSTON, Texas, working with MOUNTAIN CAPITAL MANAGEMENT, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Samuel Woong Oh charge for services?
Samuel Woong Oh's firm is compensated through percentage of aum, performance-based fees, other: budget-based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOUNTAIN CAPITAL MANAGEMENT, LLC?
MOUNTAIN CAPITAL MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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