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Samuel Edward Cody Dick

SAROFIM TRUST CO·HOUSTON, Texas
Series 7, Series 63Clean record16 years registeredSAROFIM TRUST CO
TWO HOUSTON CENTER, HOUSTON, TX 77010-1014CRD# 4612694Firm CRD# 106590

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Edward Cody Dick · HOUSTON, TX
Registration
CRD #4612694 · SAROFIM TRUST CO · 16 years registered
Brand Profile
Not yet started
01

Career History

FAYEZ SAROFIM & CO.
Jun 2010 – present
SAROFIM INTERNATIONAL MANAGEMENT CO
Jun 2010 – present
SAROFIM TRUST CO
Jun 2010 – present
SAROFIM ADVISORS GROUP INC
Jun 2010 – Mar 2014
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · June 15, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAROFIM TRUST CO
CRD 106590 · SEC 801-13773
AUM
$7.1B
Regulatory assets under management
Employees
28
49 client accounts
Services offered by SAROFIM TRUST CO
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SAROFIM TRUST CO →
Introduction

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05

Frequently Asked Questions

What services does Samuel Edward Cody Dick offer?
Samuel Edward Cody Dick specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.
What are Samuel Edward Cody Dick's credentials?
Samuel Edward Cody Dick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Edward Cody Dick located?
Samuel Edward Cody Dick is based in HOUSTON, Texas, working with SAROFIM TRUST CO. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Samuel Edward Cody Dick charge for services?
Samuel Edward Cody Dick's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAROFIM TRUST CO?
SAROFIM TRUST CO has approximately 28 employees and manages $7.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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David T Searls
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