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Raymond Lloyd Brown

DAYBREAK FUND ADVISORS LLC·HOUSTON, Texas
SIE, Series 7, Series 24, Series 63, Series 79TO, Series 99TOClean recordDAYBREAK FUND ADVISORS LLC
945 BUNKER HILL, HOUSTON, TX 77024CRD# 4144874Firm CRD# 163267

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Raymond Lloyd Brown · HOUSTON, TX
Registration
CRD #4144874 · DAYBREAK FUND ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DAYBREAK FUND ADVISORS LLC
CRD 163267 · SEC 801-107702
AUM
$962M
Regulatory assets under management
Employees
18
6 client accounts
Services offered by DAYBREAK FUND ADVISORS LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at DAYBREAK FUND ADVISORS LLC →
Introduction

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04

Frequently Asked Questions

What services does Raymond Lloyd Brown offer?
Raymond Lloyd Brown specializes in Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.
What are Raymond Lloyd Brown's credentials?
Raymond Lloyd Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Raymond Lloyd Brown located?
Raymond Lloyd Brown is based in HOUSTON, Texas, working with DAYBREAK FUND ADVISORS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Raymond Lloyd Brown charge for services?
Raymond Lloyd Brown's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAYBREAK FUND ADVISORS LLC?
DAYBREAK FUND ADVISORS LLC has approximately 18 employees and manages $962M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Leonard Hoerl Paton
HOUSTON, TX
Joseph Allen Hoepfl
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