Unclaimed Profile

Paul Bundy Thompson

ASCENSION CAPITAL ADVISORS, INC.·HOUSTON, Texas

SIE, Series 3, Series 7, Series 53, Series 63, Series 65Clean record28 years registeredASCENSION CAPITAL ADVISORS, INC.

4900 WOODWAY DRIVE, HOUSTON, TX 77056CRD# 1334491Firm CRD# 109518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Bundy Thompson · HOUSTON, TX

Registration

CRD #1334491 · ASCENSION CAPITAL ADVISORS, INC. · 28 years registered

Brand Profile

Not yet started

Career History

ASCENSION CAPITAL ADVISORS, INC.

Oct 1997 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 53

Series 63

Series 65

Registration record

First registered · October 17, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASCENSION CAPITAL ADVISORS, INC.

CRD 109518 · SEC 801-57951

AUM

$561M

Regulatory assets under management

Employees

493 client accounts

Services offered by ASCENSION CAPITAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ASCENSION CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Paul Bundy Thompson offer?

Paul Bundy Thompson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Paul Bundy Thompson's credentials?

Paul Bundy Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Bundy Thompson located?

Paul Bundy Thompson is based in HOUSTON, Texas, working with ASCENSION CAPITAL ADVISORS, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Paul Bundy Thompson charge for services?

Paul Bundy Thompson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCENSION CAPITAL ADVISORS, INC.?

ASCENSION CAPITAL ADVISORS, INC. has approximately 8 employees and manages $561M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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