Unclaimed Profile

Michael J Spears

WESTPARK WEALTH ADVISORS, INC.·HOUSTON, Texas

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 79TO, Series 99TO20 years registeredWESTPARK WEALTH ADVISORS, INC.

13111 WESTHEIMER RD., HOUSTON, TX 77077CRD# 4501523Firm CRD# 130914

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael J Spears · HOUSTON, TX

Registration

CRD #4501523 · WESTPARK WEALTH ADVISORS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

WESTPARK WEALTH ADVISORS, INC.

Jan 2006 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · January 19, 2006

Years registered · 20

Disclosure History

2018Customer Dispute·Pending

2017Customer Dispute·Settled

2016Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WESTPARK WEALTH ADVISORS, INC.

CRD 130914 · SEC 801-63009

AUM

$274M

Regulatory assets under management

Employees

942 client accounts

Services offered by WESTPARK WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WESTPARK WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael J Spears offer?

Michael J Spears specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.

What are Michael J Spears's credentials?

Michael J Spears is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael J Spears located?

Michael J Spears is based in HOUSTON, Texas, working with WESTPARK WEALTH ADVISORS, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Michael J Spears charge for services?

Michael J Spears's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTPARK WEALTH ADVISORS, INC.?

WESTPARK WEALTH ADVISORS, INC. has approximately 30 employees and manages $274M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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