Unclaimed Profile

Marques Bates

VALIC FINANCIAL ADVISORS, INC.·HOUSTON, Texas

SIE, Series 7, Series 7TO, Series 14, Series 24, Series 63, Series 66, Series 99TOClean record21 years registeredVALIC FINANCIAL ADVISORS, INC.

2929 ALLEN PKWY; L7-20, HOUSTON, TX 77019CRD# 4764005Firm CRD# 42803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marques Bates · HOUSTON, TX

Registration

CRD #4764005 · VALIC FINANCIAL ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Jul 2020 – Sep 2021

HOUSTON, TX

CETERA ADVISOR NETWORKS LLC

May 2015 – Aug 2019

SCHAUMBURG, IL

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

Oct 2007 – Oct 2015

ATLANTA, GA

WADDELL & REED, INC.

Oct 2004 – Dec 2004

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 14

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · October 19, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VALIC FINANCIAL ADVISORS, INC.

CRD 42803 · SEC 801-54952

AUM

$25.2B

Regulatory assets under management

Employees

1,713

302,501 client accounts

Services offered by VALIC FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VALIC FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Marques Bates offer?

Marques Bates specializes in Financial Planning, Investment Management.

What are Marques Bates's credentials?

Marques Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marques Bates located?

Marques Bates is based in HOUSTON, Texas, last registered with VALIC FINANCIAL ADVISORS, INC..

How does Marques Bates charge for services?

Marques Bates's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VALIC FINANCIAL ADVISORS, INC.?

VALIC FINANCIAL ADVISORS, INC. has approximately 1713 employees and manages $25.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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