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Mark Edward Farrell

VAUGHAN NELSON TRUST COMPANY·HOUSTON, Texas
Series 63Clean record26 years registeredVAUGHAN NELSON TRUST COMPANY
600 TRAVIS, HOUSTON, TX 77002-3071CRD# 4520281Firm CRD# 105782

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Edward Farrell · HOUSTON, TX
Registration
CRD #4520281 · VAUGHAN NELSON TRUST COMPANY · 26 years registered
Brand Profile
Not yet started
01

Career History

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
Dec 2000 – present
VAUGHAN NELSON TRUST COMPANY
May 2000 – Mar 2014
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 63
Registration record
First registered · May 15, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VAUGHAN NELSON TRUST COMPANY
CRD 105782 · SEC 801-29438
AUM
$239M
Regulatory assets under management
Employees
2
178 client accounts
Services offered by VAUGHAN NELSON TRUST COMPANY
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at VAUGHAN NELSON TRUST COMPANY →
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05

Frequently Asked Questions

What services does Mark Edward Farrell offer?
Mark Edward Farrell specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.
What are Mark Edward Farrell's credentials?
Mark Edward Farrell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Edward Farrell located?
Mark Edward Farrell is based in HOUSTON, Texas, working with VAUGHAN NELSON TRUST COMPANY. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Mark Edward Farrell charge for services?
Mark Edward Farrell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VAUGHAN NELSON TRUST COMPANY?
VAUGHAN NELSON TRUST COMPANY has approximately 2 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Steven Martin Henriksen
HOUSTON, TX

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