Unclaimed Profile

Luke Martin Ocker

AVONDALE WEALTH MANAGEMENT LLC·HOUSTON, Texas

SIE, Series 65, Series 99Clean record11 years registeredAVONDALE WEALTH MANAGEMENT LLC

14825 ST. MARY'S LANE, HOUSTON, TX 77079CRD# 6092124Firm CRD# 152590

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Luke Martin Ocker · HOUSTON, TX

Registration

CRD #6092124 · AVONDALE WEALTH MANAGEMENT LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AVONDALE WEALTH MANAGEMENT LLC

AVONDALE WEALTH MANAGEMENT LLC

Sep 2014 – Nov 2017

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 65

Series 99

Registration record

First registered · September 24, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVONDALE WEALTH MANAGEMENT LLC

CRD 152590 · SEC 801-101528

AUM

$250M

Regulatory assets under management

Employees

504 client accounts

Services offered by AVONDALE WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVONDALE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Luke Martin Ocker offer?

Luke Martin Ocker specializes in Financial Planning, Investment Management.

What are Luke Martin Ocker's credentials?

Luke Martin Ocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Luke Martin Ocker located?

Luke Martin Ocker is based in HOUSTON, Texas, last registered with AVONDALE WEALTH MANAGEMENT LLC.

How does Luke Martin Ocker charge for services?

Luke Martin Ocker's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVONDALE WEALTH MANAGEMENT LLC?

AVONDALE WEALTH MANAGEMENT LLC has approximately 5 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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