Unclaimed Profile

Kevin Bruce Roth

TANGLEWOOD LEGACY ADVISORS, LLC·HOUSTON, Texas

SIE, Series 7, Series 9, Series 63CFPClean record10 years registeredTANGLEWOOD LEGACY ADVISORS, LLC

ONE RIVERWAY, SUITE 1550, HOUSTON, TX 77056CRD# 5826198Firm CRD# 127289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Bruce Roth · HOUSTON, TX

Registration

CRD #5826198 · TANGLEWOOD LEGACY ADVISORS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

TANGLEWOOD LEGACY ADVISORS, LLC

Apr 2018 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2016 – Apr 2018

KINGWOOD, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 63

Registration record

First registered · June 29, 2016

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TANGLEWOOD LEGACY ADVISORS, LLC

CRD 127289 · SEC 801-107793

AUM

$464M

Regulatory assets under management

Employees

156 client accounts

Services offered by TANGLEWOOD LEGACY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TANGLEWOOD LEGACY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Bruce Roth offer?

Kevin Bruce Roth specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.

What are Kevin Bruce Roth's credentials?

Kevin Bruce Roth holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kevin Bruce Roth located?

Kevin Bruce Roth is based in HOUSTON, Texas, working with TANGLEWOOD LEGACY ADVISORS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Kevin Bruce Roth charge for services?

Kevin Bruce Roth's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TANGLEWOOD LEGACY ADVISORS, LLC?

TANGLEWOOD LEGACY ADVISORS, LLC has approximately 8 employees and manages $464M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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