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Kenneth Archer Moffet

HOURGLASS CAPITAL, LLC·HOUSTON, Texas
Series 3, Series 5, Series 7, Series 15, Series 63, Series 6521 years registeredHOURGLASS CAPITAL, LLC
5020 MONTROSE BLVD, HOUSTON, TX 77006CRD# 1508178Firm CRD# 147754

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Archer Moffet · HOUSTON, TX
Registration
CRD #1508178 · HOURGLASS CAPITAL, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

HOURGLASS CAPITAL, LLC
Aug 2008 – present
MORGAN STANLEY & CO. INCORPORATED
Oct 2004 – May 2008
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 5
Series 7
Series 15
Series 63
Series 65
Registration record
First registered · October 26, 2004
Years registered · 21
03

Disclosure History

2009Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
HOURGLASS CAPITAL, LLC
CRD 147754 · SEC 801-69395
AUM
$536M
Regulatory assets under management
Employees
6
377 client accounts
Services offered by HOURGLASS CAPITAL, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HOURGLASS CAPITAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Kenneth Archer Moffet offer?
Kenneth Archer Moffet specializes in Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Kenneth Archer Moffet's credentials?
Kenneth Archer Moffet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Archer Moffet located?
Kenneth Archer Moffet is based in HOUSTON, Texas, working with HOURGLASS CAPITAL, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Kenneth Archer Moffet charge for services?
Kenneth Archer Moffet's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HOURGLASS CAPITAL, LLC?
HOURGLASS CAPITAL, LLC has approximately 6 employees and manages $536M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HOURGLASS CAPITAL, LLC

Andrew Thomas Anton
HOUSTON, TX
John Harris Moffet
HOUSTON, TX

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