Unclaimed Profile

Kenneth William Etheredge

BOK FINANCIAL ASSET MANAGEMENT, INC.·HOUSTON, Texas

Series 6, Series 63, Series 65Clean record9 years registeredBOK FINANCIAL ASSET MANAGEMENT, INC.

1401 MCKINNEY STREET, HOUSTON, TX 77010CRD# 2419335Firm CRD# 106507

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth William Etheredge · HOUSTON, TX

Registration

CRD #2419335 · BOK FINANCIAL ASSET MANAGEMENT, INC. · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BOK FINANCIAL ASSET MANAGEMENT, INC.

BOK FINANCIAL ASSET MANAGEMENT, INC.

Aug 2017 – Dec 2021

Tulsa, OK

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · August 11, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOK FINANCIAL ASSET MANAGEMENT, INC.

CRD 106507 · SEC 801-51834

AUM

$1.3B

Regulatory assets under management

Employees

310 client accounts

Services offered by BOK FINANCIAL ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BOK FINANCIAL ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Kenneth William Etheredge offer?

Kenneth William Etheredge specializes in Financial Planning, Investment Management, Wealth Management.

What are Kenneth William Etheredge's credentials?

Kenneth William Etheredge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth William Etheredge located?

Kenneth William Etheredge is based in HOUSTON, Texas, last registered with BOK FINANCIAL ASSET MANAGEMENT, INC..

How does Kenneth William Etheredge charge for services?

Kenneth William Etheredge's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BOK FINANCIAL ASSET MANAGEMENT, INC.?

BOK FINANCIAL ASSET MANAGEMENT, INC. has approximately 24 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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