Unclaimed Profile

Kelly Owen Schmalhausen

LINSCOMB & WILLIAMS INC·HOUSTON, Texas

SIE, Series 4, Series 6, Series 7, Series 7TO, Series 24, Series 26, Series 63Clean record22 years registeredLINSCOMB & WILLIAMS INC

1333 WEST LOOP SOUTH, HOUSTON, TX 77027CRD# 2340178Firm CRD# 106779

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Owen Schmalhausen · HOUSTON, TX

Registration

CRD #2340178 · LINSCOMB & WILLIAMS INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LINSCOMB & WILLIAMS INC

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Jun 2007 – May 2009

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AMEGY INVESTMENTS, INC.

Apr 2004 – Dec 2010

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 7TO

Series 24

Series 26

Series 63

Registration record

First registered · April 14, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LINSCOMB & WILLIAMS INC

CRD 106779 · SEC 801-48855

AUM

$4.3B

Regulatory assets under management

Employees

5,128 client accounts

Services offered by LINSCOMB & WILLIAMS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LINSCOMB & WILLIAMS INC →

Introduction

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Frequently Asked Questions

What services does Kelly Owen Schmalhausen offer?

Kelly Owen Schmalhausen specializes in Financial Planning, Investment Management, Wealth Management.

What are Kelly Owen Schmalhausen's credentials?

Kelly Owen Schmalhausen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Owen Schmalhausen located?

Kelly Owen Schmalhausen is based in HOUSTON, Texas, last registered with LINSCOMB & WILLIAMS INC.

How does Kelly Owen Schmalhausen charge for services?

Kelly Owen Schmalhausen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LINSCOMB & WILLIAMS INC?

LINSCOMB & WILLIAMS INC has approximately 52 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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