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Kathryn Diane Karlic

COVARIANCE CAPITAL MANAGEMENT, INC.·HOUSTON, Texas
SIE, Series 7, Series 24, Series 63Clean recordCOVARIANCE CAPITAL MANAGEMENT, INC.
1221 MCKINNEY STREET, HOUSTON, TX 77010CRD# 4353479Firm CRD# 154984

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathryn Diane Karlic · HOUSTON, TX
Registration
CRD #4353479 · COVARIANCE CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
COVARIANCE CAPITAL MANAGEMENT, INC.
CRD 154984 · SEC 801-71843
AUM
$3.8B
Regulatory assets under management
Employees
33
31 client accounts
Services offered by COVARIANCE CAPITAL MANAGEMENT, INC.
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at COVARIANCE CAPITAL MANAGEMENT, INC. →
Introduction

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Frequently Asked Questions

What services does Kathryn Diane Karlic offer?
Kathryn Diane Karlic specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.
What are Kathryn Diane Karlic's credentials?
Kathryn Diane Karlic is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathryn Diane Karlic located?
Kathryn Diane Karlic is based in HOUSTON, Texas, working with COVARIANCE CAPITAL MANAGEMENT, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Kathryn Diane Karlic charge for services?
Kathryn Diane Karlic's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COVARIANCE CAPITAL MANAGEMENT, INC.?
COVARIANCE CAPITAL MANAGEMENT, INC. has approximately 33 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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